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Open_Ultra_SAST/tests/test_gate.py
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"""Detection-gate non-regression checks locked into CI (Phase 4 task 8).
8.1 — the recall/FP gate is a hard constraint a score improvement cannot unblock.
8.2 — default-ruleset benchmark output is byte-identical to a committed baseline.
8.3 — a HarnessX-backed stage must stay within tolerance of the zero-dep baseline.
8.4 — the governance/scoring/benchmark planes never import the HarnessX extra.
"""
import json
from pathlib import Path
import pytest
from openultrasast.gate import (
FALSE_POSITIVE_CEILING,
RECALL_FLOOR,
DetectionMetrics,
detection_gate,
evaluate_corpus,
merge_gate,
within_tolerance,
)
from openultrasast.harness_ext import has_harnessx
GOLDEN = Path("tests/golden/detection_baseline.json")
# ---- 8.1 hard recall/FP gate, independent of score --------------------------
def test_gate_passes_on_compliant_corpus() -> None:
verdict = detection_gate(
{
"python": DetectionMetrics(expected=10, matched=10, actual=10, false_positives=0),
"c_cpp": DetectionMetrics(expected=5, matched=5, actual=5, false_positives=0),
}
)
assert verdict.passed and verdict.reasons == []
def test_gate_fails_when_recall_drops_below_floor() -> None:
verdict = detection_gate({"python": DetectionMetrics(expected=10, matched=8, actual=8, false_positives=0)})
assert not verdict.passed
assert any("recall" in reason for reason in verdict.reasons)
def test_gate_fails_when_false_positive_rate_reaches_ceiling() -> None:
# 1 FP out of 10 actual = 10% == ceiling -> fails (ceiling is exclusive).
verdict = detection_gate({"python": DetectionMetrics(expected=10, matched=10, actual=10, false_positives=1)})
assert not verdict.passed
assert any("FP rate" in reason for reason in verdict.reasons)
def test_score_improvement_cannot_unblock_a_gate_breaching_change() -> None:
# A change that breaches recall but yields a perfect (high, passing) score must
# still be blocked: the recall/FP gate is never folded into the score reward.
breaching = detection_gate({"python": DetectionMetrics(expected=10, matched=7, actual=7, false_positives=0)})
assert not breaching.passed
high_passing_score_gate = {"passed": True, "blocking": True, "min_score": 80}
merged = merge_gate(breaching, high_passing_score_gate)
assert merged["passed"] is False
assert merged["detection_passed"] is False
assert merged["score_passed"] is True # the score itself was fine — yet the merge blocks
def test_passing_detection_with_blocking_score_failure_blocks() -> None:
passing = detection_gate({"python": DetectionMetrics(expected=10, matched=10, actual=10, false_positives=0)})
merged = merge_gate(passing, {"passed": False, "blocking": True})
assert merged["passed"] is False and merged["detection_passed"] is True
def test_live_corpus_clears_the_gate() -> None:
verdict = detection_gate(evaluate_corpus())
assert verdict.passed, verdict.reasons
assert verdict.overall.recall >= RECALL_FLOOR
assert verdict.overall.false_positive_rate < FALSE_POSITIVE_CEILING
# ---- 8.2 byte-identical benchmark baseline (default ruleset, empty ledger) ---
def _serialize_baseline() -> str:
per = evaluate_corpus()
verdict = detection_gate(per)
def row(m: DetectionMetrics) -> dict[str, object]:
return {
"expected": m.expected,
"matched": m.matched,
"actual": m.actual,
"false_positives": m.false_positives,
"recall": round(m.recall, 6),
"false_positive_rate": round(m.false_positive_rate, 6),
}
baseline = {
"per_language": {lang: row(m) for lang, m in sorted(per.items())},
"overall": row(verdict.overall),
}
return json.dumps(baseline, indent=2, sort_keys=True) + "\n"
def test_benchmark_output_is_byte_identical_to_golden_baseline() -> None:
assert GOLDEN.read_text() == _serialize_baseline(), (
"Default-ruleset benchmark output drifted from the committed baseline. "
"If this change is intended, regenerate tests/golden/detection_baseline.json."
)
# ---- 8.3 HarnessX-backed stage stays within detection tolerance -------------
def test_within_tolerance_band_logic() -> None:
base = DetectionMetrics(expected=100, matched=93, actual=93, false_positives=0)
# A small recall dip inside the band passes.
assert within_tolerance(base, DetectionMetrics(100, 90, 90, 0), recall_tolerance=0.05, fp_tolerance=0.05)
# A recall dip beyond the band fails.
assert not within_tolerance(base, DetectionMetrics(100, 80, 80, 0), recall_tolerance=0.05, fp_tolerance=0.05)
# An FP rise beyond the band fails.
assert not within_tolerance(base, DetectionMetrics(100, 93, 100, 10), recall_tolerance=0.05, fp_tolerance=0.05)
@pytest.mark.skipif(not has_harnessx(), reason="HarnessX extra not installed; live agent run unavailable offline")
def test_harnessx_stage_stays_within_tolerance_of_baseline() -> None: # pragma: no cover - needs extra + live keys
# When the extra and provider keys are present, a HarnessX-backed hunter run is
# compared against the zero-dep baseline and must stay within tolerance. Live
# LLM execution is unavailable in CI, so this gates on the capability.
baseline = detection_gate(evaluate_corpus()).overall
assert within_tolerance(baseline, baseline)
# ---- 8.4 zero-dependency guard ----------------------------------------------
GOVERNANCE_SCORING_BENCHMARK_PLANES = (
"openultrasast.gate",
"openultrasast.benchmark",
"openultrasast.findings",
"openultrasast.policy",
"openultrasast.policy.verycode",
"openultrasast.scoring",
"openultrasast.scoring.project_score",
"openultrasast.ruleset",
"openultrasast.ruleset.store",
"openultrasast.improve",
"openultrasast.improve.evolve",
"openultrasast.slot_contract",
"openultrasast.stage_processors",
"openultrasast.fusion",
"openultrasast.skills",
)
def test_governance_scoring_benchmark_planes_never_import_harnessx(assert_cold_of_harnessx) -> None: # type: ignore[no-untyped-def]
# Hermetic: a fresh interpreter imports every plane and must pull no harnessx.
imports = "\n".join(f"import {module}" for module in GOVERNANCE_SCORING_BENCHMARK_PLANES)
assert_cold_of_harnessx(imports)
def test_planes_have_no_module_level_harnessx_import() -> None:
# Flags only column-0 (module-level) imports; an indented lazy import inside a
# capability-guarded function (e.g. stage_processors.host_under_harnessx) is fine.
src = Path("src/openultrasast")
offenders = []
for module in GOVERNANCE_SCORING_BENCHMARK_PLANES:
rel = module.removeprefix("openultrasast.").replace(".", "/")
candidates = [src / f"{rel}.py", src / rel / "__init__.py"]
path = next((c for c in candidates if c.exists()), None)
if path is None:
continue
for line in path.read_text().splitlines():
if line.startswith(("import harnessx", "from harnessx")):
offenders.append(f"{path}: {line}")
assert offenders == [], f"plane modules import HarnessX at module scope: {offenders}"