feat(detection-core): validate threshold feasibility

This commit is contained in:
Marius Ciepluch
2026-11-01 09:03:44 +01:00
parent f3adbfe333
commit 67b3ae62a9
3 changed files with 529 additions and 1 deletions
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@@ -250,7 +250,7 @@
- Reject label exposure, acquisition drift, context substitution, stale readiness, scope mismatch, or prior spend. - Reject label exposure, acquisition drift, context substitution, stale readiness, scope mismatch, or prior spend.
- Done when each refusal branch fails before feasibility and no digest-only set or lineage claim is accepted. - Done when each refusal branch fails before feasibility and no digest-only set or lineage claim is accepted.
- _Requirements: 12.1, 12.2, 13.1_ - _Requirements: 12.1, 12.2, 13.1_
- [ ] 8.5 Refuse arithmetically impossible threshold configurations - [x] 8.5 Refuse arithmetically impossible threshold configurations
- Enumerate reachable counts from label-blind pair, case, semantic-site, and model-call capacities. - Enumerate reachable counts from label-blind pair, case, semantic-site, and model-call capacities.
- Evaluate count, rate, per-100, and Wilson-bound thresholds with the fixed comparator direction for each metric. - Evaluate count, rate, per-100, and Wilson-bound thresholds with the fixed comparator direction for each metric.
- Require every grouped threshold to have at least one jointly attainable count assignment. - Require every grouped threshold to have at least one jointly attainable count assignment.
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"""Label-blind arithmetic feasibility for admission thresholds."""
from __future__ import annotations
import re
from dataclasses import dataclass
from openultrasast.core import canonical
from openultrasast.core.admission_review import (
AdmissionManifestV2,
AdmissionThreshold,
PopulationCensus,
ScopeCensus,
validate_reviewed_admission_payloads,
)
from openultrasast.core.factpack import ReviewIndependencePolicy
from openultrasast.core.measurement import (
DenominatorPolicy,
MeasurementContractError,
MetricId,
MetricRule,
ScopeKey,
evaluate_metric,
metric_passes,
validate_denominator_policy,
)
FEASIBILITY_SCHEMA = "openultrasast.detection-core.threshold-feasibility.v2"
_DIGEST = re.compile(r"[0-9a-f]{64}")
class AdmissionFeasibilityError(ValueError):
"""An admission threshold has no reachable count assignment."""
@dataclass(frozen=True)
class FeasibleCountAssignment:
metric_id: MetricId
numerator: int
denominator: int
@dataclass(frozen=True)
class ThresholdFeasibility:
census_digest: str
denominator_policy_digest: str
threshold_set_digest: str
witnesses: tuple[FeasibleCountAssignment, ...]
feasibility_digest: str
@dataclass(frozen=True)
class _Capacities:
pairs: int
vulnerable: int
fixed: int
ordinary: int
sites: int
model_calls: int
def _count(value: object, field: str) -> int:
if isinstance(value, bool) or not isinstance(value, int) or value < 0:
raise AdmissionFeasibilityError(f"{field} must be a non-negative integer")
return value
def _validate_row(row: object) -> ScopeCensus:
if type(row) is not ScopeCensus:
raise AdmissionFeasibilityError("census rows must be exact ScopeCensus values")
counts = tuple(
_count(getattr(row, field), field)
for field in (
"total_cases",
"pair_count",
"vulnerable_side_count",
"fixed_side_count",
"ordinary_case_count",
"semantic_site_capacity",
"model_call_capacity",
)
)
total, pairs, vulnerable, fixed, ordinary, _, _ = counts
if total != vulnerable + fixed + ordinary:
raise AdmissionFeasibilityError("census total does not reconcile with aggregate roles")
if pairs > min(vulnerable, fixed):
raise AdmissionFeasibilityError("census pair count exceeds side capacity")
return row
def _capacities(census: PopulationCensus) -> tuple[tuple[ScopeKey, ...], _Capacities]:
if type(census) is not PopulationCensus or not census.rows:
raise AdmissionFeasibilityError("census must be a nonempty PopulationCensus")
if census.case_labels_exposed:
raise AdmissionFeasibilityError("feasibility requires a label-blind census")
if _DIGEST.fullmatch(census.census_digest) is None:
raise AdmissionFeasibilityError("census digest must be a full lowercase SHA-256 digest")
rows = tuple(_validate_row(row) for row in census.rows)
scopes = tuple(row.scope for row in rows)
if scopes != tuple(sorted(scopes)) or len(scopes) != len(set(scopes)):
raise AdmissionFeasibilityError("census scopes must be unique and canonically ordered")
return scopes, _Capacities(
sum(row.pair_count for row in rows),
sum(row.vulnerable_side_count for row in rows),
sum(row.fixed_side_count for row in rows),
sum(row.ordinary_case_count for row in rows),
sum(row.semantic_site_capacity for row in rows),
sum(row.model_call_capacity for row in rows),
)
def _validated_inputs(
manifest: AdmissionManifestV2,
policy: DenominatorPolicy,
review_policy: ReviewIndependencePolicy,
resolver: canonical.ContentResolver,
) -> tuple[_Capacities, str]:
try:
validate_reviewed_admission_payloads(manifest.census, manifest, review_policy, resolver)
validate_denominator_policy(policy)
except (AttributeError, LookupError, TypeError, ValueError) as exc:
raise AdmissionFeasibilityError(str(exc)) from exc
if policy.policy_digest != manifest.denominator_policy_digest:
raise AdmissionFeasibilityError("denominator policy does not match the reviewed manifest")
scopes, capacities = _capacities(manifest.census)
if any(rule.scopes != scopes for rule in policy.rules):
raise AdmissionFeasibilityError("denominator policy scope does not match the census")
return capacities, manifest.threshold_set_digest
def _best_counts(metric_id: MetricId, capacities: _Capacities) -> tuple[int, int]:
"""Return the jointly optimal reachable point under the fixed comparator."""
fixed = {
MetricId.PAIRED_CORRECTNESS: capacities.pairs,
MetricId.VULNERABLE_RECALL: capacities.vulnerable,
MetricId.FIXED_FALSE_ALARM_RATE: capacities.fixed,
MetricId.ORDINARY_FALSE_ALARMS_PER_100: capacities.ordinary,
MetricId.SEMANTIC_STAGE_COVERAGE: capacities.sites,
MetricId.MODEL_SUCCESS_RATE: capacities.model_calls,
}
if metric_id is MetricId.PRECISION:
if capacities.vulnerable:
return capacities.vulnerable, capacities.vulnerable
false_positive_capacity = capacities.fixed + capacities.ordinary
return (0, 1) if false_positive_capacity else (0, 0)
denominator = fixed[metric_id]
false_alarm = metric_id in {
MetricId.FIXED_FALSE_ALARM_RATE,
MetricId.ORDINARY_FALSE_ALARMS_PER_100,
}
return (0 if false_alarm else denominator), denominator
def _grouped_thresholds(
thresholds: tuple[AdmissionThreshold, ...],
) -> tuple[tuple[MetricId, tuple[AdmissionThreshold, ...]], ...]:
return tuple(
(metric_id, tuple(item for item in thresholds if item.metric_id is metric_id))
for metric_id in MetricId
if any(item.metric_id is metric_id for item in thresholds)
)
def _witness(
rule: MetricRule,
thresholds: tuple[AdmissionThreshold, ...],
capacities: _Capacities,
) -> FeasibleCountAssignment:
numerator, denominator = _best_counts(rule.metric_id, capacities)
try:
result = evaluate_metric(rule, numerator=numerator, denominator=denominator)
outcomes = tuple(metric_passes(result, item.statistic, item.comparator, item.target) for item in thresholds)
except MeasurementContractError as exc:
raise AdmissionFeasibilityError(str(exc)) from exc
if not all(outcomes):
raise AdmissionFeasibilityError(f"{rule.metric_id.value} thresholds are arithmetically impossible")
return FeasibleCountAssignment(rule.metric_id, numerator, denominator)
def _feasibility_value(
census: PopulationCensus,
policy: DenominatorPolicy,
threshold_digest: str,
witnesses: tuple[FeasibleCountAssignment, ...],
) -> canonical.JsonValue:
return {
"schema_version": FEASIBILITY_SCHEMA,
"census_digest": census.census_digest,
"denominator_policy_digest": policy.policy_digest,
"threshold_set_digest": threshold_digest,
"witnesses": tuple(
{
"metric_id": item.metric_id.value,
"numerator": item.numerator,
"denominator": item.denominator,
}
for item in witnesses
),
}
def evaluate_threshold_feasibility(
manifest: AdmissionManifestV2,
policy: DenominatorPolicy,
review_policy: ReviewIndependencePolicy,
resolver: canonical.ContentResolver,
) -> ThresholdFeasibility:
capacities, threshold_digest = _validated_inputs(manifest, policy, review_policy, resolver)
rules = {rule.metric_id: rule for rule in policy.rules}
witnesses = tuple(_witness(rules[metric_id], group, capacities) for metric_id, group in _grouped_thresholds(manifest.thresholds))
census = manifest.census
digest = canonical.content_digest(_feasibility_value(census, policy, threshold_digest, witnesses))
return ThresholdFeasibility(
census.census_digest,
policy.policy_digest,
threshold_digest,
witnesses,
digest,
)
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"""Label-blind arithmetic admission feasibility (Requirements 12.3 and 12.4)."""
from __future__ import annotations
from dataclasses import replace
import pytest
from detection_core_fixtures import InMemoryContentResolver, stored_artifact
from openultrasast.core import canonical
from openultrasast.core.admission_feasibility import (
AdmissionFeasibilityError,
ThresholdFeasibility,
evaluate_threshold_feasibility,
)
from openultrasast.core.admission_review import (
AdmissionManifestV2,
AdmissionThreshold,
PopulationCensus,
ScopeCensus,
derive_census_digest,
derive_census_payload_digest,
derive_manifest_digest,
derive_manifest_payload_digest,
derive_threshold_set_digest,
)
from openultrasast.core.factpack import (
IndependenceAttestation,
ReviewIndependencePolicy,
derive_independence_attestation_digest,
derive_review_independence_policy_digest,
)
from openultrasast.core.measurement import (
BaselineIdentity,
Comparator,
DenominatorPolicy,
IntervalMethod,
MetricId,
ScopeKey,
Statistic,
standard_metric_rules,
)
def _scope() -> ScopeKey:
return ScopeKey("access-control", "python")
def _census(
*,
pairs: int = 12,
vulnerable: int = 12,
fixed: int = 12,
ordinary: int = 20,
sites: int = 8,
calls: int = 5,
) -> PopulationCensus:
row = ScopeCensus(
_scope(),
vulnerable + fixed + ordinary,
pairs,
vulnerable,
fixed,
ordinary,
sites,
calls,
)
disclosure, _ = stored_artifact(b'{"conflicts":[]}', artifact_id="feasibility-conflicts")
producer = canonical.content_digest("benchmark-producer")
reviewer = canonical.content_digest("independent-reviewer")
provisional_review = _attestation("0" * 64, producer, reviewer, disclosure)
provisional = PopulationCensus(canonical.content_digest("population"), (row,), False, "0" * 64, provisional_review, "0" * 64)
payload = derive_census_payload_digest(provisional)
reviewed = replace(provisional, census_payload_digest=payload, review=_attestation(payload, producer, reviewer, disclosure))
return replace(reviewed, census_digest=derive_census_digest(reviewed))
def _policy(scope: ScopeKey | None = None) -> DenominatorPolicy:
rules = standard_metric_rules((scope or _scope(),))
return DenominatorPolicy(rules, IntervalMethod.WILSON_95, "")
def _thresholds(*values: AdmissionThreshold) -> tuple[AdmissionThreshold, ...]:
return tuple(sorted(values, key=lambda item: (item.metric_id.value, item.statistic.value)))
def _threshold(
metric: MetricId,
statistic: Statistic,
comparator: Comparator,
target: float,
) -> AdmissionThreshold:
return AdmissionThreshold(metric, statistic, comparator, target)
def _attestation(
subject: str,
producer: str,
reviewer: str,
disclosure: canonical.ContentRef,
) -> IndependenceAttestation:
provisional = IndependenceAttestation(subject, producer, reviewer, disclosure, "0" * 64)
return replace(provisional, attestation_digest=derive_independence_attestation_digest(provisional))
def _review_policy(reviewer: str) -> ReviewIndependencePolicy:
stores = ("trusted-store",)
digest = derive_review_independence_policy_digest((reviewer,), (), stores, 4096)
return ReviewIndependencePolicy((reviewer,), (), stores, 4096, digest)
def _baseline(
census: PopulationCensus,
denominator: DenominatorPolicy,
threshold_digest: str,
) -> BaselineIdentity:
return BaselineIdentity(
"arm-a",
census.population_digest,
canonical.content_digest("freeze"),
denominator.rules[0].scopes,
(canonical.content_digest("contract"),),
canonical.content_digest("catalog"),
canonical.content_digest("fact-schema"),
canonical.content_digest("fact-set"),
canonical.content_digest("acquisition"),
"analyzer-v2",
canonical.content_digest("configuration"),
(),
None,
denominator.policy_digest,
threshold_digest,
canonical.content_digest("outcomes"),
)
def _reviewed_manifest(
census: PopulationCensus,
denominator: DenominatorPolicy,
thresholds: tuple[AdmissionThreshold, ...],
) -> tuple[AdmissionManifestV2, ReviewIndependencePolicy, InMemoryContentResolver]:
disclosure, resolver = stored_artifact(b'{"conflicts":[]}', artifact_id="feasibility-conflicts")
producer = canonical.content_digest("benchmark-producer")
reviewer = canonical.content_digest("independent-reviewer")
threshold_digest = derive_threshold_set_digest(thresholds)
baseline = _baseline(census, denominator, threshold_digest)
provisional_review = _attestation("0" * 64, producer, reviewer, disclosure)
provisional = AdmissionManifestV2(
"0" * 64,
provisional_review,
True,
False,
baseline,
census,
(canonical.content_digest("readiness"),),
canonical.content_digest("custody"),
denominator.policy_digest,
thresholds,
threshold_digest,
canonical.content_digest("threshold-lineage"),
canonical.content_digest("validation-context"),
"0" * 64,
)
payload = derive_manifest_payload_digest(provisional)
reviewed = replace(provisional, manifest_payload_digest=payload, review=_attestation(payload, producer, reviewer, disclosure))
return replace(reviewed, manifest_digest=derive_manifest_digest(reviewed)), _review_policy(reviewer), resolver
def _evaluate(
census: PopulationCensus,
denominator: DenominatorPolicy,
thresholds: tuple[AdmissionThreshold, ...],
) -> ThresholdFeasibility:
manifest, review_policy, resolver = _reviewed_manifest(census, denominator, thresholds)
return evaluate_threshold_feasibility(manifest, denominator, review_policy, resolver)
def test_stale_reviewed_census_identity_is_refused_before_capacity_use() -> None:
thresholds = (_threshold(MetricId.SEMANTIC_STAGE_COVERAGE, Statistic.COUNT, Comparator.AT_LEAST, 50.0),)
census = _census(sites=12)
denominator = _policy()
manifest, review_policy, resolver = _reviewed_manifest(census, denominator, thresholds)
changed_row = replace(census.rows[0], semantic_site_capacity=99)
stale_census = replace(census, rows=(changed_row,))
stale_manifest = replace(manifest, census=stale_census)
with pytest.raises(AdmissionFeasibilityError, match="census payload"):
evaluate_threshold_feasibility(stale_manifest, denominator, review_policy, resolver)
def test_enumerates_capacity_witnesses_for_every_metric_family() -> None:
thresholds = _thresholds(
_threshold(MetricId.PAIRED_CORRECTNESS, Statistic.COUNT, Comparator.AT_LEAST, 6.0),
_threshold(MetricId.VULNERABLE_RECALL, Statistic.RATE, Comparator.AT_LEAST, 0.5),
_threshold(MetricId.FIXED_FALSE_ALARM_RATE, Statistic.RATE, Comparator.AT_MOST, 0.1),
_threshold(MetricId.FIXED_FALSE_ALARM_RATE, Statistic.WILSON_UPPER, Comparator.AT_MOST, 0.25),
_threshold(MetricId.ORDINARY_FALSE_ALARMS_PER_100, Statistic.PER_100, Comparator.AT_MOST, 5.0),
_threshold(MetricId.ORDINARY_FALSE_ALARMS_PER_100, Statistic.WILSON_LOWER, Comparator.AT_MOST, 0.0),
_threshold(MetricId.PRECISION, Statistic.WILSON_LOWER, Comparator.AT_LEAST, 0.7),
_threshold(MetricId.SEMANTIC_STAGE_COVERAGE, Statistic.COUNT, Comparator.AT_LEAST, 4.0),
_threshold(MetricId.MODEL_SUCCESS_RATE, Statistic.WILSON_UPPER, Comparator.AT_LEAST, 0.9),
)
result = _evaluate(_census(), _policy(), thresholds)
witnesses = {item.metric_id: (item.numerator, item.denominator) for item in result.witnesses}
assert witnesses == {
MetricId.PAIRED_CORRECTNESS: (12, 12),
MetricId.VULNERABLE_RECALL: (12, 12),
MetricId.FIXED_FALSE_ALARM_RATE: (0, 12),
MetricId.ORDINARY_FALSE_ALARMS_PER_100: (0, 20),
MetricId.PRECISION: (12, 12),
MetricId.SEMANTIC_STAGE_COVERAGE: (8, 8),
MetricId.MODEL_SUCCESS_RATE: (5, 5),
}
assert result.census_digest == _census().census_digest
assert result.denominator_policy_digest == _policy().policy_digest
assert len(result.threshold_set_digest) == 64
assert len(result.feasibility_digest) == 64
def test_one_assignment_must_jointly_satisfy_grouped_statistics() -> None:
thresholds = _thresholds(
_threshold(MetricId.PAIRED_CORRECTNESS, Statistic.COUNT, Comparator.AT_LEAST, 10.0),
_threshold(MetricId.PAIRED_CORRECTNESS, Statistic.RATE, Comparator.AT_LEAST, 0.8),
_threshold(MetricId.PAIRED_CORRECTNESS, Statistic.WILSON_LOWER, Comparator.AT_LEAST, 0.5),
_threshold(MetricId.PAIRED_CORRECTNESS, Statistic.WILSON_UPPER, Comparator.AT_LEAST, 0.8),
)
result = _evaluate(_census(), _policy(), thresholds)
assert [(item.metric_id, item.numerator, item.denominator) for item in result.witnesses] == [(MetricId.PAIRED_CORRECTNESS, 12, 12)]
def test_historical_impossible_denominator_is_configuration_refusal() -> None:
threshold = _threshold(
MetricId.VULNERABLE_RECALL,
Statistic.WILSON_LOWER,
Comparator.AT_LEAST,
0.5,
)
with pytest.raises(AdmissionFeasibilityError, match="vulnerable_recall.*arithmetically impossible"):
_evaluate(
_census(pairs=2, vulnerable=2, fixed=2, ordinary=4),
_policy(),
(threshold,),
)
@pytest.mark.parametrize(
("census", "threshold"),
(
(
_census(pairs=0, vulnerable=0, fixed=0, ordinary=4),
_threshold(MetricId.VULNERABLE_RECALL, Statistic.COUNT, Comparator.AT_LEAST, 0.0),
),
(
_census(calls=0),
_threshold(MetricId.MODEL_SUCCESS_RATE, Statistic.RATE, Comparator.AT_LEAST, 0.0),
),
(
_census(pairs=0, vulnerable=0),
_threshold(MetricId.PRECISION, Statistic.RATE, Comparator.AT_LEAST, 1.0),
),
),
)
def test_zero_or_absent_success_capacity_never_becomes_a_clean_zero(
census: PopulationCensus,
threshold: AdmissionThreshold,
) -> None:
with pytest.raises(AdmissionFeasibilityError, match="arithmetically impossible"):
_evaluate(census, _policy(), (threshold,))
def test_precision_enumerates_a_false_positive_denominator_when_no_true_case_exists() -> None:
threshold = _threshold(MetricId.PRECISION, Statistic.RATE, Comparator.AT_LEAST, 0.0)
result = _evaluate(_census(pairs=0, vulnerable=0), _policy(), (threshold,))
assert [(item.numerator, item.denominator) for item in result.witnesses] == [(0, 1)]
def test_fixed_metric_algebra_rejects_wrong_comparator_or_statistic() -> None:
reversed_comparator = _threshold(
MetricId.VULNERABLE_RECALL,
Statistic.RATE,
Comparator.AT_MOST,
1.0,
)
wrong_statistic = _threshold(
MetricId.ORDINARY_FALSE_ALARMS_PER_100,
Statistic.RATE,
Comparator.AT_MOST,
5.0,
)
with pytest.raises(AdmissionFeasibilityError, match="comparator direction"):
_evaluate(_census(), _policy(), (reversed_comparator,))
with pytest.raises(AdmissionFeasibilityError, match="per_100"):
_evaluate(_census(), _policy(), (wrong_statistic,))
def test_policy_scope_must_match_the_label_blind_census() -> None:
threshold = _threshold(MetricId.PAIRED_CORRECTNESS, Statistic.COUNT, Comparator.AT_LEAST, 1.0)
with pytest.raises(AdmissionFeasibilityError, match="scope"):
_evaluate(_census(), _policy(ScopeKey("other", "python")), (threshold,))